Compliance Lead, Market Surveillance
Company: OKX Ventures
Location: San Jose
Posted on: September 17, 2023
Who We Are:
At OKX, we believe our future is reshaped with technology.
Founded in 2017, OKX is one of the world's leading cryptocurrency
spot and derivatives exchanges. OKX innovatively adopted blockchain
technology to reshape the financial ecosystem by offering some of
the most diverse and sophisticated products, solutions, and trading
tools on the market. Trusted by more than 20 million users in over
180 countries globally, OKX strives to provide an engaging platform
that empowers every individual to explore the world of crypto. In
addition to its world-class DeFi exchange, OKX serves its users
with OKX insights, a research arm that is at the cutting edge of
the latest trends in the cryptocurrency industry. With its
extensive range of crypto products and services, and unwavering
commitment to innovation, OKX's vision is a world of financial
access backed by blockchain and the power of decentralized
We invest in our people as much as we invest in the technology. We
are united by our engaging culture, here we win as a team, embrace
changes, and do the right thing. We are committed to creating a
friendly, rewarding and diverse environment for OKers. It doesn't
matter where you come from, everyone feels valued here, respected
and has the same opportunities to develop and thrive - we want to
bring out the best in you.
About the Team:
The Compliance function at OKX is responsible for the overall
compliance culture at the company. We're a team of risk-minded
problem solvers who advise the business on the company's regulatory
obligations and enterprise risk.
About the Opportunity:
The successful candidate will have prior market surveillance or
trading experience in the financial services industry. You'll work
closely with our other compliance team members to develop a market
surveillance program, monitor alerts, rule development and
adjustment, and specific event triggers to drive sophisticated
customer transaction profiling and review.
At your core, you'll thrive in a fast-paced, collaborative,
process-driven environment and be able to adapt and adjust plans
on-the-fly. You must also have strong prioritization skills and
willingness to roll up your sleeves to get the job done. Most
importantly, you'll drive results and significantly grow and
improve on our market surveillance capabilities.
What You'll be Doing:
Develop and enhance global market surveillance programs, controls
and operational processes to prevent and detect insider dealing and
Lead the Market Surveillance team in conducting day-to-day market
surveillance on the exchange's trading platform.
Manage all aspects of market surveillance including designing and
enhancing monitoring rules, and provides regular summary reports on
market surveillance risks, updates, and status.
Review investigation reports from the Market Surveillance team and
determine suspicious activity.
Strong regulatory knowledge and experience with regulatory
requirements for market transparency and integrity.
Leverage data sets and analytical skills to design, deploy, tune,
and optimize monitoring typologies and algos
Collaborate across Compliance, Product, Engineering, Data Science,
Trading teams to identify market integrity risks and implement
What We Look For in You:
BA/BS in a related technical field or equivalent practical
At least 7+ years of experience in market surveillance, trading, or
closely related field
Proficiency with trading products, e.g., spot, margin, options,
perpetual swap, etc.
Strong interpersonal skills, with an emphasis on teamwork,
initiative, and integrity
Comfort with working in a fast-paced environment, handling multiple
Nice to Haves:
Familiarity with commonly used crypto trade surveillance
Highlights of Perks and Benefits:
- Market competitive total compensation package
- Comprehensive insurance package including medical, dental,
vision, disability & life insurance (Company pays 100% for
employee/80% for dependents)
- 401K with company contribution
- Paid Parental Leave
- Employee Referral Bonus Program paid in BTC
- Company Donation Match
- More surprises when you join!
Thesalaryrange for this position is $160,000.00 to $239,000.00. The
salary offered depends on a variety of factors, including
job-related knowledge, skills, experience, and market location. In
addition to the salary, a performance bonus and long-term
incentives may be provided as part of the compensation package, as
well as a full range of medical, financial, and/or other benefits,
dependent on the position offered. Applicants should apply via OKX
internal or external careers site.
OKX is committed to equal employment opportunities regardless of
race, color, genetic information, creed, religion, sex, sexual
orientation, gender identity, lawful alien status, national origin,
age, marital status, and non-job related physical or mental
disability, or protected veteran status. Pursuant to the San
Francisco Fair Chance Ordinance, we will consider for employment
qualified applicants with arrest and conviction records.
Keywords: OKX Ventures, San Jose , Compliance Lead, Market Surveillance, Other , San Jose, California
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